Attorney Addresses New Enforcement Issues Facing Broker-Dealers and RIAs
LeClairRyan’s Despo offers advice in the face of stepped-up SEC investigations at Regulatory Compliance LLC conference BOCA RATON, Fla. (10/14/15) — With the Securities and Exchange Commission taking a...
View ArticleMarkit Launches KY3P™ Platform for Third-Party Risk Management
Barclays, HSBC and Morgan Stanley partner to design new service London, New York and Singapore – Markit (Nasdaq: MRKT), a leading global provider of financial information services, today announced the...
View ArticleLUCY V 2.4 Phishing Server Becomes First Cybersecurity Tool To Simulate and...
PALO ALTO, CA (October 14, 2015) – LUCY today announced V. 2.4 of its phishing server, which becomes the first cybersecurity solution that allows a business, government agency or individual to simulate...
View ArticleHaskell & White Earns National Accolades
Orange County-based CPA firm nationally recognized for annual revenue; Audit Senior Manager honored with prestigious “40 Under 40” distinction IRVINE, Calif. – Haskell & White, one of Southern...
View ArticleCleary Gottlieb: Getting Ready for Proxy Access
Proxy access will be a leading issue in the 2016 proxy season, and now is the time to make a plan. We have a detailed deck on these questions, available here, but in a nutshell this is what’s...
View ArticleWith M&A Activity on the Rise, Companies Must Choose Insurance Wisely
As record-setting year for M&A’s spurs interest in policies, LeClairRyan’s Despo fills in gaps at recent N.J. State Bar Association webinar Newark, N.J. (10/22/15) — Mergers and acquisitions...
View ArticleShearman & Sterling Releases 13th Annual Corporate Governance and Executive...
Benchmarks Significant Developments in Shareholder Activism, Proxy Access and Compensation Governance The 2015 proxy season was a year of continued evolution in the areas of corporate governance and...
View ArticlePublic Company Boards Increase Time & Resources on Cybersecurity, Yet Lack...
BDO survey identifies need to document and protect digital assets, develop cyber incident response plans and third-party cybersecurity requirements Chicago, IL – According to a new survey by BDO USA,...
View ArticleChef Begins New Era of DevOps for the Enterprise with Release of New Products
SEATTLE and LONDON – November 3, 2015 – Chef, the leader in automation for DevOps, today announced at theEuropean Chef Community Summit new products that automate change management for the entire...
View ArticleSTEELE CIS Offers Corporate Compliance Tips for 2016
Yates Memo Will Be Among Next Year’s Important Compliance Factors SAN FRANCISCO, CA – November 3, 2015 – Certain developments in 2015, such as the Yates Memo, the European Court of Justice ruling on...
View ArticleRSA Archer® GRC Inspires Everyone to Own Risk Within the Enterprise
Enhanced Capabilities of RSA Archer® GRC Designed to Empower Business Users to Help Manage Risk RSA CONFERENCE – Abu Dhabi, UAE, November 4, 2015 – RSA, The Security Division of EMC (NYSE:EMC), today...
View ArticleCourt Ruling Enhances Employees’ Web-Posting Rights
Second Circuit says employee’s Facebook criticism of employer and colleague’s “like” are protected activity under NLRB, LeClair Ryan attorney Carmon Harvey writes in recent blog post Philadelphia...
View ArticleThomson Reuters Personal Liability Report Shows Increased Pressure on...
Increased focus on personal liability places more emphasis on senior individuals’ ability to manage and mitigate their own regulatory risk, leaving compliance officers feeling particularly vulnerable...
View ArticleFinance Leaders Under Pressure to Better Manage Margins, Cyber Threats and...
2016 Finance Priorities Survey by and Protiviti and FERF also reveals finance professionals’ need for timely, accurate finance and performance management data, among wide range of financial priorities...
View ArticleNew Law Complicates California Wage Guidelines
2016 California Fair Pay Act aims for gender-free wage parity, but will burden businesses with more paperwork and expanded exposure to lawsuits, LeClair Ryan Attorney Brian S. Inamine warns in recent...
View ArticlePwC Publishes 2015 Annual Corporate Directors Survey
Board member views on strategy and risk oversight have shifted to a longer-term orientation with emphasis on evaluating macro-trends as part of their strategic review, according to PwC’s recent Annual...
View ArticleBeware of HIPAA-Related Text Messaging Risks
Recent blog post by LeClair Ryan Attorney Melissa (Lisa) Thompson offers tips to health care providers to safeguard patient confidentiality Boston (11/13/15) — The ease, speed and efficiency of mobile...
View ArticleGroups Around the Globe Come Together to Fight Fraud
International Fraud Awareness Week Draws Support from Banks, Governors, Schools An estimated $3.7 trillion is lost each year by businesses and organizations globally due to fraud. In order to combat...
View ArticleSEC’s Office of the Whistleblower Releases 2015 Annual Report
The SEC’s Office of the Whistleblower has delivered its annual report to Congress on the progress of the whistleblower program. Among the highlights: A 30 percent jump in the number of tips the office...
View ArticlePwC Report: Reducing Correspondent Banking Risks
Correspondent banking – the global network of relationships that facilitates the transfer of funds between financial institutions across borders – has attracted the attention of lawmakers and...
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